-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jm9HWN9/xDvKqxEEU/6XQrEN7+0QnMx59kZGiMsXvAm9/PjvRKlJClHZrAlfW/6D Ry5GCFv/XNMNiDLmUKIYEQ== 0001068800-04-000039.txt : 20040123 0001068800-04-000039.hdr.sgml : 20040123 20040123132709 ACCESSION NUMBER: 0001068800-04-000039 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040123 GROUP MEMBERS: G. LOUIS GRAZIADIO III GROUP MEMBERS: GRAZIADIO FAMILY TRUST, U/D/T 10/13/75 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOSS HOLDINGS INC CENTRAL INDEX KEY: 0000916802 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 581972066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44705 FILM NUMBER: 04539966 BUSINESS ADDRESS: STREET 1: 221 WEST FIRST STREET STREET 2: STE 330 CITY: KEWANEE STATE: IL ZIP: 61443 BUSINESS PHONE: 3098568068 FORMER COMPANY: FORMER CONFORMED NAME: VISTA 2000 INC DATE OF NAME CHANGE: 19940103 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GINARRA PARTNERS LLC CENTRAL INDEX KEY: 0001130916 IRS NUMBER: 954813010 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2325 PALOS VERDES DR WEST STREET 2: STE 211 CITY: PALOS VERDES ESTATES STATE: CA ZIP: 90274 BUSINESS PHONE: 3102650455 MAIL ADDRESS: STREET 1: 2325 PALOS VERDES DR WEST STREET 2: STE 211 CITY: PALOS VERDES ESTATES STATE: CA ZIP: 90274 SC 13D/A 1 boss13da.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 17)* BOSS HOLDINGS, INC. ---------------------------- (Name of Issuer) COMMON STOCK ------------------------------- (Title of Class of Securities) 10011B 10 1 -------------------- (CUSIP Number) JAMES F. SANDERS, ESQ. 8235 FORSYTH BLVD., SUITE 400 CLAYTON, MISSOURI 63105 ----------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 01-20-2004 --------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act. Note: When filing this statement in paper format, six copies of this statement, including exhibits, should be filed with the Commission. See Rule 13d-7 for other parties to whom copies are to be sent. Page 1 of 7 - ------------------------------------------------------------------------------- CUSIP NO. 10011B 10 1 13D/A PAGE 2 OF 7 PAGES - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GINARRA PARTNERS, L.L.C. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 474,615 ------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 ------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING 474,615 ------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 474,615 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23.4% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- CUSIP NO. 10011B 10 1 13D/A PAGE 3 OF 7 PAGES - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GRAZIADIO FAMILY TRUST, U/D/T 10/13/75 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 410,519 ------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 ------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING 410,519 ------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 410,519 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 20.2% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO (TRUST) - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- CUSIP NO. 10011B 10 1 13D/A PAGE 4 OF 7 PAGES - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON G. LOUIS GRAZIADIO III - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 677,615 ------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 ------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING 677,615 ------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 203,000 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.0% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- This statement is the seventeenth amendment to a statement on Schedule 13D filed in respect of the Common Stock (the "Common Stock") of Boss Holdings, Inc., a Delaware corporation ("Company"), by a group consisting of Ginarra Partners, L.L.C., a California limited liability company ("Ginarra Partners"), the Graziadio Family Trust, udt 10/13/75 (the "Trust"), and G. Louis Graziadio III. This amendment amends Items 5 and 7 of the prior Amendments filed by the Reporting Persons. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 of Amendment No. 16 is amended to read in its entirety as follows: (a) As of January 22, 2004, Ginarra Partners beneficially owned 474,615 shares (23.4%) of Common Stock, the Trust beneficially owned 410,519 shares (20.2%) of Common Stock, and Mr. Graziadio beneficially owned 203,000 shares (10.0%) of Common Stock (80,000 shares of which are deemed owned by him on account of currently exercisable stock options). The percentage of the shares of Common Stock owned (as indicated in this Item 5) is based on the shares of Common Stock represented to be outstanding as of September 27, 2003 by the Company in the Company's most recent quarterly report on Form 10-Q. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock shown herein as being beneficially owned by the other Reporting Persons. (b) The responses of the Reporting Persons to Items 7 through 11 of the respective cover pages to this Amendment No. 17 which relate to beneficial ownership of shares of Common Stock are incorporated herein by reference. As a trustee of the Trust, Mr. Phillip Bardack is deemed to have the full authority and power to vote or direct the vote, and full authority and power to dispose or direct the disposition, of the 410,519 shares of Common Stock owned by the Trust. As the chief executive officer of Second Southern Corp., the manager of Ginarra Partners, Mr. Graziadio is deemed (subject to members' rights of approval) to have the sole power to vote or direct the vote, and sole power to dispose or direct the disposition, of the 474,615 shares of Common Stock owned by Ginarra Partners. Mr. Graziadio also has sole voting and investment power over the 203,000 shares of Common Stock which he owns or is deemed to own individually. (c) During the 60 days prior to the date hereof, the Reporting Persons made the following purchases of Common Stock: Ginarra Partners, L.L.C. ------------------------
Date Shares Price Transaction Type ---- ------ ----- ---------------- 01/13/2004 1,350 5.10 Open Market Purchase 01/15/2004 800 5.15 Open Market Purchase 01/16/2004 6,800 5.16 Open Market Purchase 01/20/2004 2,500 5.20 Open Market Purchase 01/20/2004 16,000 5.30 Private Purchase 01/21/2004 3,200 5.49 Open Market Purchase 01/22/2004 1,200 5.55 Open Market Purchase
5 ITEM 7. MATERIAL TO BE FILED AS EXHIBITS (a) Joint Filing Agreement (Exhibit II). SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 23, 2004 GINARRA PARTNERS, L.L.C. By: Second Southern Corp., manager By: /s/ G. Louis Graziadio III -------------------------------------- Name: G. Louis Graziadio III Title: Chief Executive Officer Date: January 23, 2004 GRAZIADIO FAMILY TRUST, UDT 10/13/75 By: /s/ Phillip M. Bardack ------------------------------------------- Name: Phillip M. Bardack Title: Trustee Date: January 23, 2004 G. LOUIS GRAZIADIO III /s/ G. Louis Graziadio III ------------------------------------------------ G. Louis Graziadio III 6 EXHIBIT II ---------- JOINT FILING AGREEMENT The undersigned each hereby agree that Amendment No. 17 to Schedule 13D filed herewith, relating to the Common Stock of Boss Holdings, Inc., is filed on behalf of each of the undersigned. Date: January 23, 2004 GINARRA PARTNERS, L.L.C. By: Second Southern Corp., manager By: /s/ G. Louis Graziadio III -------------------------------------- Name: G. Louis Graziadio III Title: Chief Executive Officer GRAZIADIO FAMILY TRUST, UDT 10/13/75 By: /s/ Phillip M. Bardack -------------------------------------------- Name: Phillip M. Bardack Title: Trustee G. LOUIS GRAZIADIO III /s/ G. Louis Graziadio III ------------------------------------------------- G. Louis Graziadio III 7 -----END PRIVACY-ENHANCED MESSAGE-----